Corporate Operations Compliance Manager (m/f), Kota in Kota, Andhra Pradesh

Your tasks:
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes
- Conduct or direct the internal investigation of compliance issues
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required
- Identify compliance issues that require follow-up or investigation
- Disseminate written policies and procedures related to compliance activities
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed
- File appropriate compliance reports with regulatory agencies
- Provide employee training on compliance related topics, policies, or procedures
Your skills:
- Entering, transcribing, recording, storing, or maintaining information in written or electronic form
- Understanding the implications of new information for both current and future problem-solving and decision-making
- Talking to others to convey information effectively
- Giving full attention to what other people are saying, taking time to understand the points being made, asking questions as appropriate, and not interrupting at inappropriate times
- Using relevant information and individual judgment to determine whether events or processes comply with laws, regulations, or standards
- Analyzing information and evaluating results to choose the best solution and solve problems
Location
Kota
jobid82282
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